Where will my assets be held?

Fintegrity® has chosen an independent custodian, Interactive Brokers, LLC, to hold your assets for third-party verification of your account activity and best execution of your account services. Interactive Brokers, LLC, is the largest subsidiary of Interactive Brokers Group, Incorporated.

Over the last 42 years, Interactive Brokers Group, Inc. (IBKR) has grown to become one of the premier security firms with over $7.9 billion in equity capital. Interactive Brokers is a member of the New York Stock Exchange (NYSE), Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC), and is regulated by the Securities and Exchange Commission (SEC).

Will I have online access to my assets?
Yes. Once your assets are under management by Fintegrity® and in the custody of Interactive Brokers, you can go online at any time to examine your investments, view and print statements, and transfer money.
Are you a fiduciary, and what does that mean?
Yes, Fintegrity® is a fiduciary, which means that your interests always come first. If serving you comes at the expense of the firm, we do what is best for you.
Do you work on commission?
No. Fintegrity® is only compensated by the fees paid by our clients.
Can you manage my 401k or other employer retirement account?
Yes. Fintegrity® can manage your retirement accounts at an employer.
Can you help me with:
Finding a tax preparer?

Refinancing my mortgage?

Getting life insurance?

Preparing or revising a will or trust?

Yes. We are connected with an extensive network of professionals who specialize in these areas and can make recommendations and guide you toward solutions that align with your financial goals.

Do you have relationships with or receive any payments from money managers you recommend?

No. Fintegrity® is an independent registered investment advisory (RIA) firm. This means we do not receive payments from outside money management firms or any other third parties. Since we are only compensated by our clients, our interests are aligned with clients.

Where can I find your registration filings?

Our registration forms may be found by searching for the firm name “Fintegrity” on the Security and Exchange Commission (SEC) website.

What is your marketing disclosure?

Marketing materials must not be relied upon for investing or financial management because each individual’s situation is unique and should not be assumed appropriate for you. Investing involves risk and possible loss of principal. Material presented is believed to be from reliable sources, but there are no warranties as to the accuracy, completeness or results obtained from any information in marketing materials.